What Size Cap is in Style?

by Jim Stevens ([email protected])

Burlington, VT. (Oct. 29, 1998) -- We've seen our fair share of talking haircuts on the financial shows lately discussing a return to favor of small capitalization stocks. Some comment about the "potential" of small-cap stocks to outperform the big caps over some fuzzy future time period. Others say it doesn't matter about the small-cap sector because you'd have to pick successful small companies to get real gains -- individual small stocks don't move in tandem with any index the way larger companies do.

I'm certainly not smart enough to confirm or deny any of these heady prognostications, but I thought I'd take a look at the Workshop's Current Rankings picks and their market capitalizations. Below are the stocks from the 10/14 rankings [see note below] with each of their market caps in billions of dollars as of 10/28/98 and each model's average and median market cap, as well. If you are wondering what models to look at for the smallest or largest companies in the Workshop, check it out:

 
 Unemotional Growth: 
 Dell Computer        82.301 
 Staples Inc           8.772 
 HBO & Co             10.775 
 CKE Restaurants       1.213 
 Lexmark Intl          4.284 
 Lucent Tech         104.800 
 Arterial Vascular     1.776 
 Rob Half Intl         3.605 
 Keane Inc             2.406 
 Tellabs Inc           9.857 
           Average:   22.970 
           Median:     6.528 
  
 Relative Strength-IBD Method 
 Dell Computer        82.301 
 EMC Corp             31.157 
 America Online       28.093 
 Biogen Inc            5.092 
 AnnTaylor Stores      0.685 
 Lexmark Intl          4.284 
 Nokia Corp A         49.660 
 Symbol Tech           2.503 
 AEGON N.V.           49.422 
 Natl Computer         0.894 
           Average:   25.409 
           Median:    16.592 
  
 Relative Strength-26-Week Method 
 AnnTaylor Stores      0.685 
 Biogen Inc            5.092 
 Dell Computer        82.301 
 Roberts Pharm         0.691  
 McKesson Corp         7.114 
 EMC Corp             31.157 
 Watson Pharm          4.610 
 Quiksilver Inc        0.293  
 America Online       28.093 
 Amgen                19.616 
           Average:   17.965 
           Median:     6.103 
  
 Formula 90  
 Dell Computer        82.301 
 EMC Corp             31.157 
 Lexmark Intl          4.284 
 Symbol Tech           2.503 
 Nokia Corp A         49.660 
 Staples Inc           8.772 
 Gap Inc              21.296 
 Paychex Inc           8.003 
 Watson Pharm          4.610 
 Lucent Tech         104.800 
           Average:   31.738 
           Median:    15.034 
  
 Low Price/Sales 
 McKesson Corp         7.114 
 Quiksilver Inc        0.293 
 CVS Corp Delaw       16.887 
 Staples Inc           8.772 
 Dycom Inds Inc        0.510  
 US Foodservice        2.166 
 Patterson Dent        1.287 
 Solectron Corp        6.608 
 Wal-Mart Stores     146.000 
 Lexmark Intl          4.284 
           Average:   19.392 
           Median:     5.446 
  
 Investing For Growth-Classic 
 (Top Ten Off Current List) 
 Devry Inc             1.447 
 HBO & Co             10.775 
 Home Depot Inc       62.037 
 Lowes Companies      12.162 
 Centex Corp           1.978 
 Champion Entr         0.973 
 BMC Software         10.843 
 Computer Science      8.183 
 Fiserv Inc            3.673 
 Keane Inc             2.406 
           Average:   11.447 
           Median:     5.928 
  
 Investing For Growth-Relative Strength 
 Biogen Inc            5.092 
 Dell Computer        82.301 
 EMC Corp             31.157 
 Quiksilver Inc        0.293 
 Amgen                19.616 
 Symbol Tech           2.503 
 Gap Inc              21.296 
 Staples Inc           8.772 
 Schering-Plough      74.960 
 G And K Svcs          0.830 
           Average:   24.681 
           Median:    14.194 
  
 Keystone 
 Dell Computer        82.301 
 EMC Corp             31.157 
 Walgreen Co          22.852 
 BellSouth Corp       75.253 
 Warner-Lambert       63.004 
 Intl Bus Machines   137.900 
 Abbott Labs          70.833 
 Schering-Plough      74.960 
 Wal-Mart Stores     146.000 
 Medtronic Inc        30.659 
           Average:   73.491 
           Median:    72.896

None of our beloved screens would be called an "all small-cap" screen by any stretch. It seems most of the screens that begin with stocks with a timeliness ranking of 1 from Value Line come in about the same, with the occasional under-$1 billion company showing up.

If diversifying across large-cap and small- to mid-cap stocks is part of your strategy, it looks like a combination of companies picked from the Keystone screen and any other screen of your liking would do the trick, maybe with a final screen for companies under a certain market cap.

We all must go with our own research and judgement, folks. Even though the likes of Peter Lynch and Jim O'Shaughnessy are out there beating the drum for diversifying into small caps, I'm thinking the money flowing into large-cap index funds makes a mighty tough river to swim against.

I'll be off next week to Orlando with the kids for our first visit to Walt Disney World. Have a great Halloween.

[NOTE -- Due to the fact that Value Line has still not corrected their file, we've decided not to provide the database and rankings for last week. We know this inconveniences people, and we apologize. Unfortunately, this is beyond our control, and we'd rather provide no data than bad data. Thank you for your patience.]

Check out the latest file updates for the Workshop:
New Rankings | 1998 Returns | New Database