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Unemotional Growth

Unemotional Growth is a completely mechanical screen I developed as a complement to one of the several popular Dow Dividend Approach variations. Putting a Dow and Growth component together is one way of building a powerful and diverse portfolio.

How Does It Work?

Like my older Investing For Growth model, the Unemotional Growth approach begins with Value Line Investment Survey's rankings. On page 27 of Value Line's weekly Summary & Index, you'll find a list of the 100 stocks Value Line ranks the best for Timeliness. We start with those 100.

With that list in hand, get the current copy of Investor's Business Daily and write down the EPS (earnings per share) and RS (relative strength) rankings for each stock. Sort the list by EPS ranking, highest to lowest. Break ties with the RS ranking.

Buy the top stocks on the list (as many stocks as you would like for the growth portion of your portfolio) and update monthly or quarterly. Updating monthly improves the performance of the model a few percentage points per year, but it also increases the number of trades, so determine how often you can update your portfolio based upon what you pay in commissions and how large your portfolio is.

This model departs from my earlier model (IFG) in that I rebalance the holdings every period (whether that's quarterly or monthly) so that each stock begins the new period with an equal dollar amount. By not re-balancing in IFG, the portfolio was left open to a single stock or industry growing to a large proportion and dominating the portfolio. When the hot stock eventually collapses (remember Micron Technology, Iomega and America Online in the past year or two), it's such a large percentage of the total that it drags the entire portfolio down dramatically. By spreading out those winnings on the way up, you may sacrifice a few points of compounded growth as it goes up, but when it comes down, you'll have spread those gains out among all the stocks and those points may well be "saved" when the hot stock falls down.

How often you re-balance your portfolio is again a function of portfolio size and trading costs. Ideally you would re-balance the weighting of all positions every time you replace old stocks with new ones, but a compromise is possible to keep trading costs lower. You may find that updating the holdings monthly and re-balancing all the positions quarterly works for you.

How Well Does it Work?

We now have just over ten years of data for the UG approach, beginning with August of 1986. Ideally we'd like many more years but since the model is tied to Investor's Business Daily's rankings, we're limited by that publication's history. The newspaper only began publication in 1984, so at most we can add another two years to the history if and when we find a complete newspaper archive. Suffice it to say that we recognize the limitations of only having a decade of data, but we'll have to live with it for this screen.

From 1987 through 1996 (ten years), the Unemotional Growth five-stock model had a compound annual growth rate of 41.80%. The ten-stock model had a growth rate of 31.63%. (Results exclude dividends, taxes, and trading costs.) Compare these returns to those of Investing For Growth over the same period (approximately 22% per year).

To report these returns like mutual fund companies would, here are the returns over the last 3, 5, and 10 years for the five-stock model:

3 Years          44.3%
5 Years          41.3%
10 Years         41.8%



And finally, here are the year-by-year returns for the five-stock model:

1987    21.32%
1988     6.25%
1989    86.53%
1990    -3.06%
1991   150.23%
1992    38.44%
1993    35.52%
1994     4.14%
1995    53.43%
1996    87.95% 



Instructions to generate current rankings:

1. Start with the list of 100 Timely Stocks from page 27 of the Value Line Investment Survey (excluding any stocks on foreign exchanges.

2. Look up the EPS and RS rankings for each of the stocks.

3. Take the five stocks with the highest EPS rankings, using the higher RS score to settle any ties for the final position.

4. Update the first Friday of each month. (We're tracking this screen for a quarterly, semi-annual, and annual holding period as well.)

 

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