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6 Month Market Review
The Dow Deception

The Dow Changes
by David Forrest (TMF [email protected])

For the third straight year, the Dow Jones Industrial Average is running wild. The popular market index is up almost 21% this year after climbing 24.5% in 1996 and 34% in 1995. Historically, the Dow returns about 10-12% per year, so recent performance doesn't fall in the "normal" range. The backslapping, cigar-smoking big whigs over at Dow Jones & Co. must be dancing in the streets as their precious index keeps climbing. The folly of all of this is that the Dow Jones Industrial Average is for all intents and purposes nothing more than a large marketing gimmick. Heaven knows, it certainly isn't a legitimate market index.

The Dow Jones Industrial Average is a grossly limited, inaccurately represented, and remarkably slanted snapshot of our nation's industry. The inclusion of certain companies and the exclusion of others, most notably the remarkable absence of both Intel and Microsoft, is almost certainly political. When the editors at Dow Jones had the opportunity this year to include a new technology company, did they pick Intel or Microsoft? Nope, they picked Hewlett-Packard. Now, while I have nothing against HP (it is an awesome company), I just can't imagine how Microsoft or Intel don't get included. Oooooooh! Wait a minute! I just figured it out.

Microsoft and Intel trade on the Nasdaq.

Guess how many companies listed in the Dow Jones Industrial Average index trade on the Nasdaq? Zero. Nada. Zilch. Anyone want to place bets that Microsoft would have been added if it traded with the symbol <% if gsSubBrand = "aolsnapshot" then Response.Write("(NYSE: M)") else Response.Write("(NYSE: M)") end if %>?

This year, the folks at Dow Jones made a few tweaks in the index by replacing Westinghouse, Woolworth, Bethlehem Steel, and Texaco with Wal-Mart, Hewlett-Packard, Johnson & Johnson, and Travelers Group. Why did the old stocks get ousted? According to Dow Jones, the new stocks were added to better reflect the "changing economy." I suppose the premiere software and microprocessor companies in the world aren't part of the changing economy. The editors at Dow Jones claim they don't change the index all that often because they like to maintain a degree of consistency. However, another oddity with this year's changes is that Travelers Group is a new inductee. Travelers Group, for those of you not up on your history, used to be Primerica. In 1991, Primerica was removed from the Dow to make room for J.P. Morgan. Gone one day, back the next. Now that's consistency.

John Prestbo and Paul Steiger are the markets editor and managing editor at Dow Jones, and they are largely responsible for making changes to the Dow. According to these two gentlemen, the process of changing the index is "remarkably informal."

Remarkably informal?

This is the best known and most widely talked about stock market index on earth (and various other planets) and the entire process is decided mostly by two men in an informal way? According to Prestbo, it's "an art, not a science." Hmmm? Prestbo also admits that changing the index is somewhat of a "pain in the ass" because of all the publicity it generates.

This is an index to take seriously? You decide.

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